Rosemary Martinez

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → Present
  Principal Life Insurance Company
  Burbank, CA
• 08/1998 → Present
  Principal Securities, Inc.
  Burbank, CA

Other Businesses

***RENTAL PROPERTY. 04/30/2014. OWNER. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 575 Anton Blvd. 910, Costa Mesa CA 92626, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationship across both the insurance /broker-dealer and bank/trust offerings of Principal.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-25
• S63 Uniform Securities Agent State Law Examination
  1999-05-11