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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
CT RA APPROVED 2022-04-12
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2015-12-24
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • CT RA
    APPROVED
    Since 2022-04-12
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2015-12-24

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Chappaqua, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag New York NY 12/2015 Present
  • 12/2015 → Present
    Ubs Ag
    New York, NY
Previous Registrations
  • 2004-05-10 → 2006-07-24
    Ubs International Inc.
    New York, NY
    New York, NY
Other Businesses

1) C. C. C. Homeowners Association, ,New YorkUnited States,Homeowners Association managing UBS Employee's private residence.Homeowners Association managing private residences.Homeowners Association managing private residences.Member of the Board of Directors, Treasurer , Start date -11/18/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
S63 Uniform Securities Agent State Law Examination 2009-10-19
  • S66 Uniform Combined State Law Examination
    2015-12-21
  • S63 Uniform Securities Agent State Law Examination
    2009-10-19
Other Names
  • J Vincent Chung
  • Juan V Chung
  • Juan Vicente Chung Chen

View on SEC IAPD

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