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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-20
TX RA APPROVED 2024-05-20
  • NY RA
    APPROVED
    Since 2024-05-20
  • TX RA
    APPROVED
    Since 2024-05-20

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Securities Inc. New York NY 05/2001 11/2016
J.P. Morgan Securities Llc New York NY 10/2008 Present
Jpmorgan Chase Bank, N.A. New York NY 11/2016 Present
Fuel Station Management Lp Bordertown NJ 07/2014 Present
  • 05/2001 → 11/2016
    Chase Securities Inc.
    New York, NY
  • 10/2008 → Present
    New York, NY
  • 11/2016 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2014 → Present
    Fuel Station Management Lp
    Bordertown, NJ
Other Businesses

Entity Name: Fuel Station Management LP Investment related: No Address: 4A Bordentown, NJ Nature of the other business: This entity owns retail gasoline stations. Position/Title/Relationship: Partial Owner Start Date: 14-Jul-2014 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have no role or responsibilities with this entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-17
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    2024-05-17
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20

View on SEC IAPD

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