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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-05 |
Branch Locations
2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victory Capital Management | Cleveland | OH | 12/2003 | 07/2016 |
| Victory Capital Advisers, Inc. | Cleveland | OH | 01/2004 | 07/2016 |
| Funds Distributor, Inc. | Greenwood Village | CO | 03/2006 | 07/2016 |
| Argent Capital Management Llc | Clayton | MO | 10/2021 | 11/2025 |
| Massmutual Life Insurance Co | Denver | CO | 02/2026 | Present |
| Mml Investors Services, Llc | Denver | CO | 02/2026 | Present |
| Wakefield Asset Management, Lllp | Englewood | CO | 06/2017 | 10/2021 |
| Wakefield Asset Management Corp | Englewood | CO | 06/2017 | 10/2021 |
| Self Employed | Centennial | CO | 07/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-23 |
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