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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-09-06 |
| MO | RA | APPROVED | 2024-08-28 |
| OH | RA | APPROVED | 2024-07-22 |
| CT | RA | APPROVED | 2023-09-21 |
| WA | RA | APPROVED | 2021-10-29 |
| NY | RA | APPROVED | 2021-08-19 |
| AZ | RA | APPROVED | 2021-05-03 |
| HI | RA | APPROVED | 2021-02-23 |
| VT | RA | APPROVED | 2020-02-14 |
| MI | RA | APPROVED | 2018-12-05 |
| DC | RA | APPROVED | 2018-11-19 |
| WI | RA | APPROVED | 2018-10-31 |
| IN | RA | APPROVED | 2018-07-05 |
| OR | RA | APPROVED | 2018-06-19 |
| TX | RA | APPROVED | 2018-05-18 |
| IL | RA | APPROVED | 2018-04-13 |
| KY | RA | APPROVED | 2018-02-26 |
| NJ | RA | APPROVED | 2018-02-23 |
| CO | RA | APPROVED | 2018-01-31 |
| GA | RA | APPROVED | 2016-11-01 |
| NH | RA | APPROVED | 2016-08-15 |
| MA | RA | APPROVED | 2016-04-26 |
| FL | RA | APPROVED | 2016-04-25 |
| DE | RA | APPROVED | 2016-04-19 |
| MD | RA | APPROVED | 2016-04-19 |
| PA | RA | APPROVED | 2016-04-19 |
| VA | RA | APPROVED | 2016-04-19 |
| CA | RA | APPROVED | 2016-03-23 |
| NC | RA | APPROVED | 2016-03-23 |
| SC | RA | APPROVED | 2016-03-08 |
Branch Locations
1501 Main Street 3Rd Floor, Columbia, SC 29201 • United States
3450 Clark Road, Sarasota, FL 34231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Columbia | SC | 02/2016 | Present |
| Td Private Client Wealth Llc | Columbia | SC | 02/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-24 |
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