Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED_RES | 2023-01-09 |
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | New York | NY | 04/2012 | 11/2021 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 04/2012 | 11/2021 |
| Northwestern Mutual Wealth Management Company | New York | NY | 04/2016 | 11/2021 |
| Mass Mutual Insurance Company | New York | NY | 11/2021 | Present |
| Mml Investors Services, Llc | New York | NY | 02/2022 | Present |
Name: Matthew Mattimore / Lenox Advisors Inv rel: Y Add: 90 Park Avenue 18th Fl. New York NY 10016 Nature: Outside Insurance; Life, Disability, Long-term care, Fixed Annuities, and Health Position: Relationship Manager Start date: 01/27/2022 No. HR/MO: 5 No. HR/MO dur trading: 5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-18 |
Reach out to this advisor