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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-12-21 |
Branch Locations
10840 Us 15-501 Hwy. Unit D, Southern Pines, NC 28387 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pottle Financial Services | Pinehurst | NC | 10/2008 | 12/2018 |
| Charles Schwab & Co., Inc. | Pinhurst | NC | 12/2018 | Present |
1) Tomwin Ventures LLC|Investment Related: No|10840 US 15-501 Hwy Unit D, Southern Pines, NC, 28387, USA|Financial Services|Owner|11/18/2020|Less than 20 hour/month - 0 during trading hours|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-31 |
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