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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-24 |
| WA | RA | APPROVED | 2010-03-05 |
Branch Locations
1201 Pacific Ave Ste 1250, Tacoma, WA 98402 • United States
University Pl, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tacoma | WA | 03/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | Present |
Board of Directors; Little Viks Hoopsters; Treasurer; 3135 Locust Ave W, , University Place, WA, 98466; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-10 |
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