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520 Post Oak Blvd. Suite 750, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-15 |
Branch Locations
520 Post Oak Blvd. Suite 750, Houston, TX 77027 • United States
Po Box 1880 325 Hwy 124, Winnie, TX 77665 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Relay For Life/American Cancer Society | Winnie | TX | 01/2000 | Present |
| Raymond James Financial Services, Inc | Winnie | TX | 09/2001 | 10/2020 |
| Raymond James Financial Services Advisors, Inc | Winnie | TX | 01/2009 | 10/2020 |
| Thornton Wealth Group, Inc. | Winnie | TX | 01/2017 | Present |
| Clarus Wealth Group | Winnie | TX | 11/2016 | Present |
| Open A Tee Llc | Winnie | TX | 09/2019 | Present |
| The Clarus Group, Inc. D/B/A Clarus Wealth Group | Winnie | TX | 09/2020 | Present |
| Kingswood Capital Parnters, Llc | San Diego | CA | 01/2021 | 12/2021 |
(1) Thornton Wealth Group, Incl - Not investment related - 325 Highway 124, Winnie, TX 77665 - S-corp DBA - President - 12/2012 - 5hrs/mo - 0hrs/mo during trading hrs - My bills & payroll (for my office) are done through Thornton Wealth Group 2) Open A Tee LLC - Not investment related - 325 Hwy 124, Winnie, TX 77665 - LLC - Registered Agent - 9/2017 - 0hrs/mo - 0hrs/mo during trading hrs - It is the LLC that owns my office space that I lease. I created the LLC as my CPA & attorney directed me to for liability purposes 3) The Clarus Insurance Group, LLC, Non Investment-Related, Same Address, Insurance Firm, Licensed Insurance Professional, Start Date: 08/2023, 10 HRS/Month, 10 HRS/Month During Trading Hours, Sale of Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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