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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-04 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Brooklyn | NY | 12/2012 | 09/2019 |
| The Prudential Insurance Company Of America | Brooklyn | NY | 12/2012 | 09/2019 |
| Jp Morgan Securities, Llc | Middle Village | NY | 09/2019 | 02/2022 |
| Jp Morgan Chase Bank N.A. | Middle Village | NY | 09/2019 | 02/2022 |
| New York Life Insurance Company | Melville | NY | 04/2024 | 04/2025 |
| New York Life Securities Llc | Melville | NY | 05/2024 | 04/2025 |
| Unemployed | Brooklyn | NY | 02/2022 | 05/2023 |
| Frank Crum | Clearwater | FL | 05/2023 | 01/2024 |
| Lpl Enterprise | New York | NY | 04/2025 | Present |
1. 04/23/2025 - Turo - Other - Non Inv Related - Brooklyn, NY - Start Date 01/14/2024 - 1hr/MTH 2. 04/23/2025 - Coldwell Banker - Mortgage/Real Estate Services - Inv Related - Brooklyn, NY - Start Date 02/01/2024 - 1hr/MTH 3. 04/23/2025 - Uber - Rideshare - Non Inv Related - Brooklyn, NY - Start Date 01/01/2023 - 12hrs/MTH 4. 04/23/2025 - Fixed Insurance - Non-Variable Insurance - Inv Related - New York, NY - Start Date 02/01/2024 - 10hrs/MTH 5. 04/23/2025 - RE License - Mortgage/Real Estate Services - Inv Related - New York, NY - Start Date 02/01/2024 - 0hrs/MTH 6. 04/23/2025 - Insurance Sales - Non-Variable Insurance - Inv Related - New York, NY - Start Date 02/01/2024 - 20hrs/MTH 7. 04/23/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-Start date 04/23/2025-160hrs/mth-160hrs/mth during trading 8. 04/15/2025-N/A Non-Variable Insurance-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Brooklyn, NY-Start date 04/15/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-15 |
| S66 | Uniform Combined State Law Examination | 2015-03-04 |
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