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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2002-01-02
  • OH RA
    APPROVED
    Since 2002-01-02

Branch Locations

8425 Pulsar Pl Ste 420, Columbus, OH 43240-2079 • United States

Delaware, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbus OH 09/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; Fish Property Management, LLC; Paying the leases; Legal entity established to rent office space and equipment; 8425 Pulsar Place, , Columbus, OH, 43240; Not Investment-Related; 10/01/2006; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-04
  • S66 Uniform Combined State Law Examination
    2003-06-04

View on SEC IAPD

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