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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-04 |
Branch Locations
150 Southeast 3Rd Ave., Suire 104, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Deerfield Beach | FL | 10/2012 | 09/2016 |
| Pruco Securities Llc | West Palm Beach | FL | 10/2020 | 05/2021 |
| Hsbc | Miami | FL | 09/2016 | 06/2020 |
| Unemployment | Hollywood | FL | 06/2020 | 10/2020 |
| The Prudential Insurance Company Of America | West Palm Beach | FL | 10/2020 | 05/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2021 | Present |
| Cetera Investment Advisers Llc | Fort Lauderdale | FL | 06/2021 | Present |
| Regions Bank | Fort Lauderdale | FL | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-02 |
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