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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2002-11-26 |
Branch Locations
4445 East Holmes Avenue Suite 103, Mesa, AZ 85206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lloyd E. Kent Cpa | Mesa | AZ | 10/1991 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2001 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2002 | Present |
1)NAME OF OTHER BUSINESS: LLOYD E KENT CPA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES ; START DATE: 10/1991 POSITION/TITLE/RELATIONSHIP: OWNER / CPA APX NUMBER OF HOURS PER WEEK: 80-100 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING. LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-14 |
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