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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-25
TX RA APPROVED 2025-04-25
  • IL RA
    APPROVED
    Since 2025-04-25
  • TX RA
    APPROVED
    Since 2025-04-25

Branch Locations

650 Dundee Rd #330, Northbrook, IL 60062 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 01/2015 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 04/2025
&Partners Nashville TN 04/2025 Present
Previous Registrations
  • 2015-01-16 → 2025-04-30
    Deerfield, IL
  • 2009-06-01 → 2015-01-27
    Riverwoods, IL
    Deerfield, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2002-03-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Northbrook, IL
    Northbrook, IL
    Riverwoods, IL
Other Businesses

FINRA ARBITRATOR, INV RELATED, START: 5/9/16, 0 HOURS/MONTH, FACILITATE ARBITRATION. RENTAL PROPERTY; INV RELATED; BOCA RATON; FL; 100% OWNERSHIP; START 02/01/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-12
  • S66 Uniform Combined State Law Examination
    2001-11-12
Designations
Other Names
  • Jonathan J Neuman

View on SEC IAPD

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