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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-06-23 |
Branch Locations
1615 32Nd St. Ne Ste. 2, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tt Enterprises Llc | Cedar Rapids | IA | 01/1999 | Present |
| Compass Financial Strategies | Cedar Rapids | IA | 09/2009 | Present |
| Berthel Fisher & Company Financial Service, Inc. | Cedar Rapids | IA | 12/2015 | 06/2021 |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2015 | 06/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) COMPASS FINANCIAL STRATEGIES, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 08/2001, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO, 20 HR/MO TRADING. 2) TT ENTERPRISES, LLC, 2419 TERESA DR SW, CEDAR RAPIDS, IA, 08/2005, OWNER, RENTAL PROPERTIES, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) COMPASS FINANCIAL STRATEGIES, INC, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 07/2006, OWNER, BUSINESS CONSTULTING, NIR, 60 HR/MO, 40 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 5) COMPASS FINANCIAL STRATEGIES, INC, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 03/2024, OWNER, DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-18 |
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