Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-06-23
  • IA RA
    APPROVED
    Since 2021-06-23

Branch Locations

1615 32Nd St. Ne Ste. 2, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tt Enterprises Llc Cedar Rapids IA 01/1999 Present
Compass Financial Strategies Cedar Rapids IA 09/2009 Present
Berthel Fisher & Company Financial Service, Inc. Cedar Rapids IA 12/2015 06/2021
Bfc Planning, Inc. Cedar Rapids IA 12/2015 06/2021
Cambridge Investment Research, Inc. Fairfield IA 06/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 Present
  • 01/1999 → Present
    Tt Enterprises Llc
    Cedar Rapids, IA
  • 09/2009 → Present
    Compass Financial Strategies
    Cedar Rapids, IA
  • 12/2015 → 06/2021
    Berthel Fisher & Company Financial Service, Inc.
    Cedar Rapids, IA
  • 12/2015 → 06/2021
    Cedar Rapids, IA
  • 06/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2021 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) COMPASS FINANCIAL STRATEGIES, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 08/2001, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO, 20 HR/MO TRADING. 2) TT ENTERPRISES, LLC, 2419 TERESA DR SW, CEDAR RAPIDS, IA, 08/2005, OWNER, RENTAL PROPERTIES, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) COMPASS FINANCIAL STRATEGIES, INC, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 07/2006, OWNER, BUSINESS CONSTULTING, NIR, 60 HR/MO, 40 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2021, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 5) COMPASS FINANCIAL STRATEGIES, INC, 1615 32ND ST NE, STE 2, CEDAR RAPIDS, IA, 03/2024, OWNER, DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-09
S63 Uniform Securities Agent State Law Examination 2001-10-18
  • S65 Uniform Investment Adviser Law Examination
    2006-06-09
  • S63 Uniform Securities Agent State Law Examination
    2001-10-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cedar Rapids, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor