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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-07-01 |
Branch Locations
146 Stoney Creek Drive Suite 2, Mifflintown, PA 17059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pennian Bank | Mifflintown | PA | 10/2007 | Present |
| Infinex Investments, Inc. | New Bloomfield | PA | 08/2012 | 05/2019 |
| Cetera Investment Advisers Llc | Mifflintown | PA | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1.) RENTAL PROPERTY 33% OWNER. 2.) RAISING SMALL TRUCK PATCH. 7 HRS/WK RAIDING PRODUCE TO SELL AT ROADSIDE STAND. 3.)FURNITURE RESTORATION. 100% OWNER 5HRS/WK 4.) ANTIQUE SALES 7HRS/WK BUYING & SELLING ANTIQUES. 5.) DOG BREEDING, 100% OWNER, 7/HRS/WK. 6.) VOTING BOARD MEMBER FOR MARYSVILLE RYE HISTORICAL SOCIETY, 1/HR/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-08 |
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