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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-19
  • PA RA
    APPROVED
    Since 2025-05-19

Branch Locations

118 East Second Street, Coudersport, PA 16915 • United States

571 Main Street, Richfield, PA 17086 • United States

129 South Main Street Ste 600, Lewistown, PA 17044 • United States

301 Market Street, Port Royal, PA 17082 • United States

4068 William Penn Highway, Mifflintown, PA 17059 • United States

104 N Front Street, Liverpool, PA 17045 • United States

Mifflintown, PA • United States

30580 Rt 35, Mcalisterville, PA 17049 • United States

120 Regent Court Suite 101, State College, PA 16801 • United States

Four North Market Street, Millerstown, PA 17062 • United States

100 West Water Street, Lewistown, PA 17044 • United States

320 South Logan Blvd, Burnham, PA 17009 • United States

52 West Mill Street, Port Allegany, PA 16743 • United States

20 Prince Street, Reedsville, PA 17084 • United States

16400 Path Valley Rd, Spring Run, PA 17262 • United States

One East Market Street, Lewistown, PA 17044 • United States

1762 Butcher Shop Road, Mifflintown, PA 17059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Juniata Valley Bank Mifflintown PA 06/2014 Present
Cetera Advisor Networks, Llc El Segundo CA 09/2014 05/2025
Cetera Investment Advisers, Llc Schaumburg IL 06/2024 05/2025
Lpl Financial Mifflintown PA 05/2025 Present
  • 06/2014 → Present
    Juniata Valley Bank
    Mifflintown, PA
  • 09/2014 → 05/2025
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 06/2024 → 05/2025
    Schaumburg, IL
  • 05/2025 → Present
    Lpl Financial
    Mifflintown, PA
Previous Registrations
  • 2024-06-06 → 2025-06-05
    Coudersport, PA
    Liverpool, PA
    Port Allegany, PA
    Mifflintown, PA
    Port Allegany, PA
    Lewistown, PA
Other Businesses

1. Start Date: 05/16/2025 - JVB Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - Mifflintown, PA 17059 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-29
S63 Uniform Securities Agent State Law Examination 2014-11-06
  • S65 Uniform Investment Adviser Law Examination
    2024-05-29
  • S63 Uniform Securities Agent State Law Examination
    2014-11-06

View on SEC IAPD

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