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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-16
  • PA RA
    APPROVED
    Since 2025-05-16

Branch Locations

Harrisburg, PA • United States

1762 Butcher Shop Road, Mifflintown, PA 17059 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1762 Butcher Shop Road, Mifflintown, PA 17059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Leesport PA 02/2015 02/2017
Tompkins Wealth Advisors Leesport PA 06/2015 02/2017
Cetera Advisor Networks Llc El Segundo CA 02/2017 05/2025
Juniata Valley Bank Mifflintown PA 02/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 05/2025
Lpl Financial Mifflintown PA 05/2025 Present
  • 02/2015 → 02/2017
    Leesport, PA
  • 06/2015 → 02/2017
    Tompkins Wealth Advisors
    Leesport, PA
  • 02/2017 → 05/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2017 → Present
    Juniata Valley Bank
    Mifflintown, PA
  • 06/2023 → 05/2025
    Schaumburg, IL
  • 05/2025 → Present
    Lpl Financial
    Mifflintown, PA
Previous Registrations
  • 2023-06-29 → 2025-05-28
    Port Allegany, PA
    Coudersport, PA
    Mifflintown, PA
  • 2017-02-13 → 2023-06-29
    Cetera Wealth Services, Llc
    Mifflintown, PA
    Coudersport, PA
    Burnham, PA
    Lewistown, PA
    Port Royal, PA
    Liverpool, PA
    Blairs Mills, PA
    Mifflintown, PA
    Richfield, PA
    Port Allegany, PA
    Lewistown, PA
    Reedsville, PA
    Mifflintown, PA
    Millerstown, PA
    Port Allegany, PA
    Mcalisterville, PA
    Kish Creek Plaza, PA
    Spring Run, PA
  • 2015-02-18 → 2017-02-17
    Leesport, PA
    San Diego, CA
    Hamburg, PA
  • 2012-07-18 → 2015-02-06
    Lewistown, PA
    Mifflintown, PA
    Mifflintown, PA
    Montoursville, PA
    Mifflintown, PA
    Lewistown, PA
    Belleville, PA
    Mount Union, PA
    Mcclure, PA
  • 2010-09-29 → 2012-07-18
    Sorrento Pacific Financial, Llc
    Mifflintown, PA
Other Businesses

1. Start Date: 05/16/2025 - JVB Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - Mifflintown, PA 17059 - 160 Hrs/Mth - 40 Hrs During Trading. -  Time Spent: 100

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-27
  • S66 Uniform Combined State Law Examination
    2010-09-27
Other Names
  • Adam Truitt
  • Adam Eliot Truitt

View on SEC IAPD

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