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Jeffrey David Daye

Annex Wealth Management, LLC

Appleton, WI

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-04-27
  • WI RA
    APPROVED
    Since 2022-04-27

Branch Locations

2801 E. Enterprise Avenue, Suite 101, Appleton, WI 54913 • United States

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Appleton WI 01/2019 04/2022
Annex Wealth Management Elm Grove WI 04/2022 Present
Schenck Investment Solutions, Llc Appleton WI 10/2015 03/2019
  • 01/2019 → 04/2022
    Cliftonlarsonallen Wealth Advisors, Llc
    Appleton, WI
  • 04/2022 → Present
    Annex Wealth Management
    Elm Grove, WI
  • 10/2015 → 03/2019
    Schenck Investment Solutions, Llc
    Appleton, WI
Previous Registrations
  • 2019-03-07 → 2022-04-04
    Cliftonlarsonallen Wealth Advisors, Llc
    Minneapolis, MN
    Appleton, WI
    Appleton, WI
    Minneapolis, MN
  • 2015-11-24 → 2019-03-06
    Schenck Investment Solutions Llc
    Appleton, WI
Other Businesses

Co-Owner of Erika's Sweets Boutique, LLC. not investment related, 0-10 hours per year.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-15
S65 Uniform Investment Adviser Law Examination 2015-11-24
  • S63 Uniform Securities Agent State Law Examination
    2019-02-15
  • S65 Uniform Investment Adviser Law Examination
    2015-11-24
Designations
Other Names
  • Jeffrey D Daye
  • Jeffrey David Daye
  • Jeffrey Daye

View on SEC IAPD

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SHARON IFRACH

Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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