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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2009 Present
Bank Of America, N.A. Plano TX 05/2011 Present
Previous Registrations
Other Businesses

I*1463276For profit or not for profit: Entity For ProfitName of outside business organization: Blue Star DetailingInvestment related: NAddress of business: Frisco, Texas, 75035, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/5/2023Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Owner / Partner I* 1581297 For profit or not for profit: Name of outside business organization: BMC LLC Investment related: no Address of business: The Colony, TX Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 11/16/2023 Number of hours devoted: 1 weekly Number of hours devoted during trading hours: 0 Duties: Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2001-09-27
Other Names
  • Cody Bradshaw

View on SEC IAPD

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