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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-06-10
  • GA RA
    APPROVED
    Since 2009-06-10

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

5875 Musket Lane, Stone Mountain, GA 30087 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 06/2009 Present
Capital Investment Advisory Services, Llc Raleigh NC 06/2009 Present
Previous Registrations
Other Businesses

1. SELLING LIFE, HEALTH, DISABILITY AND LTC INSURANCE 2. EXECUTOR FOR DR. DAVID MALONE AND SARAH JANE MANSFIELD-MALONE. NAMED EXECUTOR OF THEIR ESTATE UPON THEIR PASSING. WORK WITH ATTORNEY IN DISTRIBUTING ASSETS TO BENEFICIARIES. BEGAN 3/2011. CURRENTLY NO HOURS ARE SPENT WORKING ON THIS ACTIVITY. 3. BOYS & GIRLS CLUBS OF DEKALB COUNTY. BOARD OF DIRECTORS. STARTED 4/2013. ASSIST CLUB EXECUTIVES ON ENSURING THEY HAVE TOOLS NEEDED TO OPERATE CLUBS EFFICIENTLY ON A DAILY BASIS. PLAN EVENTS TO RAISE CAPITAL FOR CLUBS, INTERVIEW KIDS FROM CLUBS FOR YOUTH OF MONTH COMPETITION. NOT INVESTMENT RELATED. VARIOUS VOLUNTEER HOURS. BOARD MEETINGS EVERY OTHER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2001-11-27

View on SEC IAPD

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