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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Columbus | OH | 05/2010 | Present |
| J.P. Morgan Securities Llc | Columbus | OH | 10/2012 | Present |
| Jp Morgan Chase | Columbus | OH | 05/2010 | 09/2018 |
| Fifth Third Bank | Upper Arlington | OH | 10/2018 | Present |
| Fifth Third Securities | Upper Arlington | OH | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-05 |
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