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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-21
TX RA APPROVED_RES 2010-06-09
NH RA APPROVED 2005-11-04
  • MN RA
    APPROVED
    Since 2013-11-21
  • TX RA
    APPROVED_RES
    Since 2010-06-09
  • NH RA
    APPROVED
    Since 2005-11-04

Branch Locations

7101 York Ave S Ste 200, Edina, MN 55435 • United States

750 Main St Ste 211, Mendota Heights, MN 55118 • United States

Mendota Heights, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 06/2001 03/2020
Ameriprise Financial Services, Llc Mendota Heights MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5940 Concord Ave, Edina, MN 55424, ,; Investment-Related; 09/15/2013 / Single Family; 6334 Josephine Ave Edina, MN 55439, ,; Investment-Related; 10/15/2015 / Single Family; 2904 Nevada Ave So St. Louis Park, MN, 55426, ,; Investment-Related; 08/08/2016 / Single Family; 8201 W 34th Street, St. Louis Park, MN, 55426, ,; Investment-Related; 04/28/2017 / Commercial; 295 Marie Ave E, , West Saint Paul, MN, 55118; Not Investment-Related; 07/25/2026. Business Ownership; Exeter Operational Support, LLC; Co-owner; Manage Ameriprise Business; 750 Main Street, Suite 211, Mendota Heights, MN, 55118; Investment-Related; 03/07/2022; 20 to 39 hours per month; 1 to 9 during trading hours / SOEL Operational, LLC; Owner; Manage Ameriprise Business; 750 Main Street, , Mendota Heights, MN, 55118; Investment-Related; 09/18/2025; 40 to 59 hours per month; 1 to 9 during trading hours. Outside Employment; Exeter Operational Support, LLC; Registered Team Member - Advisor; Manage advisory business; 750 Main Street, Suite 211, Mendota Heights, MN, 55118; Investment-Related; 05/20/2025; 60 hours per month; 60 during trading hours / SOEL Operational, LLC; Registered Member - Advisor.; Manage advisory business; 750 Main Street, , Mendota Heights, MN, 55118; Investment-Related; 10/15/2025; 60 hours per month; 60 during trading hours / Dovetail Group LLC; Registered Team Member - Staff; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 05/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-27
  • S66 Uniform Combined State Law Examination
    2001-12-27

View on SEC IAPD

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