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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-05 |
| VA | RA | APPROVED | 2016-06-30 |
Branch Locations
2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States
Roanoke, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roanoke | VA | 06/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Roanoke | VA | 03/2020 | Present |
Real Estate Ownership; Single Family; 4685 Appleberry Mountain Road, , North Garden, VA, 22959; Not Investment-Related; 08/16/2012. Business Ownership; Rand LLC; Manage Ameriprise business.; Financial Advisor; 2965 Colonnade Dr. Suite 320, , Roanoke, VA, 24018; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; LOA; Chair of Finance Committee; 206 9th St. NW, , Roanoke, VA, 24016; Investment-Related; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RAND, LLC; Owner - Financial Advisor; ; 2965 Colonnade Dr. Suite 320, , Roanoke, VA, 24018; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-05 |
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