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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-05
VA RA APPROVED 2016-06-30
  • TX RA
    APPROVED
    Since 2022-04-05
  • VA RA
    APPROVED
    Since 2016-06-30

Branch Locations

2965 Colonnade Dr Ste 320, Roanoke, VA 24018-3541 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roanoke VA 06/2016 03/2020
Ameriprise Financial Services, Llc Roanoke VA 03/2020 Present
Previous Registrations
  • 2013-11-21 → 2016-07-07
    Truist Investment Services, Inc.
    Roanoke, VA
  • 2009-10-01 → 2013-12-02
    Roanoke, VA
    San Diego, CA
    Roanoke, VA
    Roanoke, VA
  • 2002-01-11 → 2009-10-08
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
Other Businesses

Real Estate Ownership; Single Family; 4685 Appleberry Mountain Road, , North Garden, VA, 22959; Not Investment-Related; 08/16/2012. Business Ownership; Rand LLC; Manage Ameriprise business.; Financial Advisor; 2965 Colonnade Dr. Suite 320, , Roanoke, VA, 24018; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; LOA; Chair of Finance Committee; 206 9th St. NW, , Roanoke, VA, 24016; Investment-Related; 06/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RAND, LLC; Owner - Financial Advisor; ; 2965 Colonnade Dr. Suite 320, , Roanoke, VA, 24018; Investment-Related; 01/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-05
  • S66 Uniform Combined State Law Examination
    2001-11-05
Designations
Other Names
  • Ezra C Amiss
  • Ezra C Amiss

View on SEC IAPD

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