David Alexander Poole

Employer firm

Verity Investment Partners CRD 119630

$1.40B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• SUB ADIVSORY SERVICES TO OTHER INVESTMENT ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 03/2018
  Thomaspartners, Inc
  Wellesley, MA
• 01/2018 → 01/2020
  Charles Schwab Investment Advisory, Inc
  Wellesley, MA
• 01/2020 → 04/2024
  Charles Schwab Investment Management, Inc
  Boston, MA
• 09/2024 → Present
  Verity Investment Partners
  Dover, MA
• 05/2024 → 08/2024
  Unemployed
  Dover, MA

Previous Registrations

• 2022-06-01 → 2024-04-25
  Charles Schwab Investment Management, Inc
  San Francisco, CA
  Boston, MA
• 2018-02-22 → 2022-07-07
  Charles Schwab Investment Advisory, Inc.
  Boston, MA
  San Francisco, CA
• 2010-01-05 → 2018-03-30
  Thomaspartners, Inc.
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-14
• S63 Uniform Securities Agent State Law Examination
  2001-12-05

Other Names

• David Alexander Poole