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David Alexander Poole

Verity Investment Partners

Beaufort, SC

Dover, MA

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Current Employers
Verity Investment Partners

2015 Boundary Street 2Nd Floor, Beaufort, SC 29902 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-09-26
  • MA RA
    APPROVED
    Since 2024-09-26

Branch Locations

2015 Boundary Street 2Nd Floor, Beaufort, SC 29902 • United States

Dover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomaspartners, Inc Wellesley MA 06/2008 03/2018
Charles Schwab Investment Advisory, Inc Wellesley MA 01/2018 01/2020
Charles Schwab Investment Management, Inc Boston MA 01/2020 04/2024
Verity Investment Partners Dover MA 09/2024 Present
Unemployed Dover MA 05/2024 08/2024
Previous Registrations
  • 2022-06-01 → 2024-04-25
    Charles Schwab Investment Management, Inc
    San Francisco, CA
    Boston, MA
  • 2018-02-22 → 2022-07-07
    Charles Schwab Investment Advisory, Inc.
    Boston, MA
    San Francisco, CA
  • 2010-01-05 → 2018-03-30
    Thomaspartners, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-14
S63 Uniform Securities Agent State Law Examination 2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    2009-12-14
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05
Other Names
  • David Alexander Poole

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · BEAUFORT, SC
INDIVISIBLE PARTNERS · Beaufort, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAUFORT, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAUFORT, SC
WELLS FARGO CLEARING SERVICES, LLC · BEAUFORT, SC
EDWARD JONES · BEAUFORT, SC
APRICUS WEALTH LLC · BEAUFORT, SC
AE WEALTH MANAGEMENT, LLC · Beaufort, SC

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