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Michael C Bird

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cornelius, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-12
NC RA APPROVED 2014-08-11
  • TX RA
    APPROVED
    Since 2016-07-12
  • NC RA
    APPROVED
    Since 2014-08-11

Branch Locations

20005 W Catawba Ave, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Charlotte NC 07/2014 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2014 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY 01/2010-PRESENT LANDLORD MAINTAINS PROPERTY AND TENANT RELATIONS. 3 HOURS PER YEAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-13
S63 Uniform Securities Agent State Law Examination 2000-12-27
  • S65 Uniform Investment Adviser Law Examination
    2006-06-13
  • S63 Uniform Securities Agent State Law Examination
    2000-12-27
Other Names
  • Michael Christopher Bird

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cornelius, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
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