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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-30 |
| CA | RA | APPROVED | 2015-10-12 |
Branch Locations
27421 Hawthorne Boulevard, Palos Verdes, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Palos Verdes | CA | 09/2015 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2015 | Present |
| Cetera Investment Advisers Llc | Palos Verdes | CA | 10/2015 | Present |
BRANCH MANAGER AT EAST WEST BANK; BUILD AND DEVELOP BRANCH STAFF; LEAD BRANCH IN GROWTH AND CUSTOMER RETENTION; ACHIEVE PERSONAL SALES GOALS AND PROCESS BUSINESS BANKING LOAN REQUESTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-03 |
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