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Saeideh Mahinfar

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

El Segundo, CA

CRD 6315806

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-18
CA RA APPROVED 2021-05-11
  • TX RA
    APPROVED
    Since 2022-07-18
  • CA RA
    APPROVED
    Since 2021-05-11

Branch Locations

27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rolling Hills Estates CA 07/1999 Present
Wells Fargo Advisors Llc Rolling Hills Estates CA 03/2014 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 Present
  • 07/1999 → Present
    Wells Fargo Bank, Na
    Rolling Hills Estates, CA
  • 03/2014 → 11/2016
    Wells Fargo Advisors Llc
    Rolling Hills Estates, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rolling Hills Estates, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-10
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-05-10
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12
Other Names
  • Saeideh Mahinfar Smith

View on SEC IAPD

Nearby Firms

KEYMARK FINANCIAL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC

Nearby Investors

MARK ANTHONY BOUJIKIAN
MICHELLE NUTTMAN
JOHN ANDRAOS

Nearby Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA

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