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Saeideh Mahinfar

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-18
CA RA APPROVED 2021-05-11
  • TX RA
    APPROVED
    Since 2022-07-18
  • CA RA
    APPROVED
    Since 2021-05-11

Branch Locations

27440 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rolling Hills Estates CA 07/1999 Present
Wells Fargo Advisors Llc Rolling Hills Estates CA 03/2014 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 Present
  • 07/1999 → Present
    Wells Fargo Bank, Na
    Rolling Hills Estates, CA
  • 03/2014 → 11/2016
    Wells Fargo Advisors Llc
    Rolling Hills Estates, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rolling Hills Estates, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-10
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-05-10
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12
Other Names
  • Saeideh Mahinfar Smith

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA

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