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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-01
TX RA APPROVED 2017-06-01
  • CA RA
    APPROVED
    Since 2017-06-01
  • TX RA
    APPROVED
    Since 2017-06-01

Branch Locations

27411 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States

1200 Highland Ave, Manhattan Beach, CA 90266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sherman Oaks CA 04/2016 05/2017
Morgan Stanley Private Bank, N.A. New York NY 04/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 05/2017 Present
Bank Of America, N.A. Torrance CA 05/2017 Present
Previous Registrations
  • 2014-09-29 → 2017-05-25
    Pasadena, CA
    Sherman Oaks, CA
Other Businesses

I*10865 For profit or not for profit: Name of outside business organization: Behnam Beheshti Investment related: Address of business: Placentia, California 92870 Nature of business: , Compensation for Activity: Position, title, association: Start date of relationship: 5/15/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1247262 For profit or not for profit: Entity For Profit Name of outside business organization: Maryam Mirzaei OD Inc Investment related: N Address of business: Placentia, California, 92870, United States Nature of business: ["S Corporation"] Position, title, association: ["Other"], Start date of relationship: 4/28/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Signer for account transactions such as check writing, this is my wife's eyecare practice and she would like to have me on the accounts as signer to be able to write checks and make bank transactions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
Other Names
  • Ben Beheshti

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