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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-01 |
| TX | RA | APPROVED | 2017-06-01 |
Branch Locations
27411 Hawthorne Blvd, Rolling Hills Estates, CA 90274 • United States
1200 Highland Ave, Manhattan Beach, CA 90266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sherman Oaks | CA | 04/2016 | 05/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Torrance | CA | 05/2017 | Present |
| Bank Of America, N.A. | Torrance | CA | 05/2017 | Present |
I*10865 For profit or not for profit: Name of outside business organization: Behnam Beheshti Investment related: Address of business: Placentia, California 92870 Nature of business: , Compensation for Activity: Position, title, association: Start date of relationship: 5/15/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1247262 For profit or not for profit: Entity For Profit Name of outside business organization: Maryam Mirzaei OD Inc Investment related: N Address of business: Placentia, California, 92870, United States Nature of business: ["S Corporation"] Position, title, association: ["Other"], Start date of relationship: 4/28/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Signer for account transactions such as check writing, this is my wife's eyecare practice and she would like to have me on the accounts as signer to be able to write checks and make bank transactions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
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