Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-16 |
| MO | RA | APPROVED | 2023-07-19 |
Branch Locations
14500 S. Outer 40, Ste 200, Town And Country, MO 63017 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/2013 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 12/2013 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 06/2023 |
| Cetera Advisors Llc | Town And Country | MO | 09/2022 | 06/2023 |
| Lpl Financial Llc | Town And Country | MO | 06/2023 | Present |
1) 06/14/2023 - LEGACY WEALTH ADVISORS. INC. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2008 - 160 Hr/Mth 2) 06/14/2023 - LEGACY TAX ADVISORS, LLC -Tax Prep/Accounting/CPA - Owner - Inv Rel - At Reported Business Location(s) - Start: 01/2023 -15 Hr/Mth 3) 06/14/2023 - LEGACY WEALTH ADVISORS, INC. - Non-Variable Insurance - Life, Long Term Care, Fixed Annuities - Inv Rel - At Reported Business Location(s) - Start: 01/2008 - 5 Hr/Mth 4) 08/28/2023 - B4 POSH Farms, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Sullivan, MO - StarT Date 08/24/2023 - 1 Hour Per Month/ 0 Hours During Trading 5) 07/05/2024 - SHM COMICS, LLC - Business Owner - Not Investment Related - Home Based - Start Date 07/03/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-06 |
Reach out to this advisor