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Donna M. Dougan

J.P. Morgan Securities LLC

Garden City, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
NY RA APPROVED 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • NY RA
    APPROVED
    Since 2024-09-26

Branch Locations

1001 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. New York NY 09/2015 09/2024
Td Private Client Wealth Llc New York NY 09/2015 09/2024
J.P. Morgan Securities Llc Greenvale NY 09/2024 Present
Jpmorgan Chase Bank, N.A. Greenvale NY 09/2024 Present
Previous Registrations
  • 2016-06-10 → 2024-09-20
    Td Private Client Wealth Llc
    New York, NY
  • 2003-11-07 → 2005-10-12
    Chase Investment Services Corp.
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-09
S66 Uniform Combined State Law Examination 2002-01-14
  • S65 Uniform Investment Adviser Law Examination
    2016-06-09
  • S66 Uniform Combined State Law Examination
    2002-01-14
Other Names
  • Donna Marie Dougan

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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