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Current Employers
Rossby Financial, Llc

2412 Irwin Street, Melbourne, FL 32901 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-20
MD RA APPROVED 2024-08-16
TX RA APPROVED 2024-08-16
  • MI RA
    APPROVED
    Since 2024-08-20
  • MD RA
    APPROVED
    Since 2024-08-16
  • TX RA
    APPROVED
    Since 2024-08-16

Branch Locations

2412 Irwin Street, Melbourne, FL 32901 • United States

1100 Wayne Ave Suite 670, Silver Spring, MD 20910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Toler Financial Group Bethesda MD 07/2012 Present
Cambridge Investment Research, Inc Fairfield IA 11/2015 08/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2015 08/2024
Rossby Financial, Llc Melbourne FL 08/2024 Present
Previous Registrations
Other Businesses

1) TOLER FINANCIAL GROUP, 1010 WAYNE AVE STE 675 SILVER SPRING MD, 3/2001, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, NIR, 40 HR/MO 24 HR/MO TRADING 2) TOLER FINANCIAL GROUP LLC, 1010 WAYNE AVE STE 675 SILVER SPRING MD, 04/2018, OWNER, DBA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) ESD PROPERTY HOLDINGS LLC, 6507 59TH AVE RIVERDALE MD, 3/2020, OWNER, REAL ESTATE RENTAL, NIR, 15 HR/MO 3 HR/MO TRADING 4) TOLER FINANCIAL GROUP LLC, 1100 WAYNE AVE STE 670 SILVER SPRINGS MD, 5/2023, OWNER, AUTHOR/SPEAKER, NIR, 10 HR/MO 2 HR/MO TRADING 5) TOLER FINANCIAL GROUP, LLC, 1100 WAYNE AVE STE 670 SILVER SPRINGS MD, DBA FOR ADVISOR SERVICE OFFERED UNDER ROSSBY FINANCIAL, ROSSBY FINANCIAL AND TOLER FINANCIAL GROUP ARE UNAFFILIATED ENTITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-18
S63 Uniform Securities Agent State Law Examination 2001-09-13
  • S65 Uniform Investment Adviser Law Examination
    2003-08-18
  • S63 Uniform Securities Agent State Law Examination
    2001-09-13
Other Names
  • Fran Toler

View on SEC IAPD

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