Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-10-20 |
| NY | RA | APPROVED | 2021-04-22 |
| AZ | RA | APPROVED | 2020-03-31 |
| WV | RA | APPROVED | 2020-03-17 |
| NV | RA | APPROVED | 2020-03-16 |
| ND | RA | APPROVED | 2020-03-10 |
| MT | RA | APPROVED | 2020-03-05 |
| NM | RA | APPROVED | 2020-03-05 |
| SD | RA | APPROVED | 2020-03-05 |
| AL | RA | APPROVED | 2020-03-04 |
| AK | RA | APPROVED | 2020-03-04 |
| AR | RA | APPROVED | 2020-03-04 |
| CA | RA | APPROVED | 2020-03-04 |
| CO | RA | APPROVED | 2020-03-04 |
| HI | RA | APPROVED | 2020-03-04 |
| ID | RA | APPROVED | 2020-03-04 |
| IL | RA | APPROVED | 2020-03-04 |
| IN | RA | APPROVED | 2020-03-04 |
| IA | RA | APPROVED | 2020-03-04 |
| KS | RA | APPROVED | 2020-03-04 |
| KY | RA | APPROVED | 2020-03-04 |
| LA | RA | APPROVED | 2020-03-04 |
| MI | RA | APPROVED | 2020-03-04 |
| MN | RA | APPROVED | 2020-03-04 |
| MS | RA | APPROVED | 2020-03-04 |
| MO | RA | APPROVED | 2020-03-04 |
| NE | RA | APPROVED | 2020-03-04 |
| OH | RA | APPROVED | 2020-03-04 |
| OK | RA | APPROVED | 2020-03-04 |
| OR | RA | APPROVED | 2020-03-04 |
| PR | RA | APPROVED | 2020-03-04 |
| SC | RA | APPROVED | 2020-03-04 |
| TX | RA | APPROVED | 2020-03-04 |
| UT | RA | APPROVED | 2020-03-04 |
| WA | RA | APPROVED | 2020-03-04 |
| WI | RA | APPROVED | 2020-03-04 |
| WY | RA | APPROVED | 2020-03-04 |
| NC | RA | APPROVED | 2018-03-14 |
| VA | RA | APPROVED | 2018-03-14 |
| DC | RA | APPROVED | 2015-06-25 |
| DE | RA | APPROVED | 2015-06-12 |
| MD | RA | APPROVED | 2015-06-05 |
| NJ | RA | APPROVED | 2013-01-08 |
| MA | RA | APPROVED | 2011-01-10 |
| VT | RA | APPROVED | 2011-01-05 |
| ME | RA | APPROVED | 2011-01-04 |
| NH | RA | APPROVED | 2011-01-04 |
| RI | RA | APPROVED | 2011-01-04 |
| CT | RA | APPROVED | 2008-01-23 |
| PA | RA | APPROVED | 2004-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pershing Llc | North Wales | PA | 09/2011 | Present |
| Lockwood Advisors Inc. | North Wales | PA | 09/2011 | 06/2023 |
| Bny Mellon Advisors, Inc. | Pennington | NJ | 06/2023 | Present |
| Bny Mellon Securities Corporation | North Wales | PA | 05/2025 | Present |
[1] Employee of BNY Advisors, Director, Business Development representing BNY Advisors solutions to clients and internal partners, located at BAH - North Wales, PA. Working for 135 hours per month since March 2021, 135 hours per month devoted to business during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-09 |
Reach out to this advisor