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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-09
  • CA RA
    APPROVED
    Since 2013-01-09

Branch Locations

4365 Executive Drive Suite 700, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc San Diego CA 09/2012 Present
Alliancebernstein L.P. New York NY 09/2012 Present
  • 09/2012 → Present
    Sanford C. Bernstein & Co., Llc
    San Diego, CA
  • 09/2012 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-08
S63 Uniform Securities Agent State Law Examination 2001-12-03
  • S66 Uniform Combined State Law Examination
    2013-01-08
  • S63 Uniform Securities Agent State Law Examination
    2001-12-03

View on SEC IAPD

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