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Nadia A Chang

J.P. Morgan Securities LLC

Rockaway Park, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
NY RA APPROVED 2021-05-03
CT RA APPROVED 2014-10-03
NJ RA APPROVED 2014-07-24
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2014-10-03
  • NJ RA
    APPROVED
    Since 2014-07-24

Branch Locations

257 Beach 116Th Street, Rockaway Park, NY 11694 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rockaway Park NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Rockaway Park NY 10/2012 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rockaway Park, NY
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Rockaway Park, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-12
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2014-07-12
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Other Names
  • Nadia Alicia, Tereen Galloway
  • Nadia Alicia Galloway
  • Nadia Alicia, Tereen Chang

View on SEC IAPD

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