Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2017-04-24
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2017-04-24

Branch Locations

82-10 153Rd Ave, Howard Beach, NY 11414 • United States

156-02 Cross Bay Blvd, Howard Beach, NY 11414 • United States

104-08 Rockaway Beach Blvd, Rockaway Park, NY 11694 • United States

160 South Main St, Freeport, NY 11520 • United States

2641 Merrick Road, Bellmore, NY 11710 • United States

2111 Merrick Ave, Merrick, NY 11566 • United States

167 Shore Rd, Port Washington, NY 11050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. South Hampton NY 08/2016 04/2017
Lpl Financial, Llc Howard Beach NY 04/2017 Present
Flagstar Bank Bellmore NY 06/2024 Present
  • 08/2016 → 04/2017
    Hsbc Bank Usa, N.A.
    South Hampton, NY
  • 04/2017 → Present
    Howard Beach, NY
  • 06/2024 → Present
    Flagstar Bank
    Bellmore, NY
Previous Registrations
  • 2012-04-24 → 2017-06-06
    Bay Shore, NY
    West Babylon, NY
    Huntington, NY
    Oyster Bay, NY
    Bellport, NY
    Bay Shore, NY
    West Babylon, NY
    Commack, NY
    East Northport, NY
    Southampton, NY
    Hampton Bays, NY
    Port Jefferson, NY
    Hauppauge, NY
    Bohemia, NY
    Huntington Station, NY
    Melville, NY
    West Babylon, NY
  • 2006-12-13 → 2011-01-25
    Capital One Financial Advisors Llc
    Melville, NY
  • 2006-12-05 → 2006-12-18
    Banc Of America Investment Services, Inc.
    West Hempstead, NY
  • 2004-03-11 → 2006-11-07
    Chase Investment Services Corp.
    Bayshore, NY
    Lindenhurst, NY
    Lindenhurst, NY
Other Businesses

1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-10
S63 Uniform Securities Agent State Law Examination 1989-04-17
  • S65 Uniform Investment Adviser Law Examination
    2004-03-10
  • S63 Uniform Securities Agent State Law Examination
    1989-04-17
Designations
Other Names
  • Sandy Palmerini
  • Sanford Palmer

View on SEC IAPD

More in Howard Beach, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor