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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2017-04-24 |
Branch Locations
82-10 153Rd Ave, Howard Beach, NY 11414 • United States
156-02 Cross Bay Blvd, Howard Beach, NY 11414 • United States
104-08 Rockaway Beach Blvd, Rockaway Park, NY 11694 • United States
160 South Main St, Freeport, NY 11520 • United States
2641 Merrick Road, Bellmore, NY 11710 • United States
2111 Merrick Ave, Merrick, NY 11566 • United States
167 Shore Rd, Port Washington, NY 11050 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | South Hampton | NY | 08/2016 | 04/2017 |
| Lpl Financial, Llc | Howard Beach | NY | 04/2017 | Present |
| Flagstar Bank | Bellmore | NY | 06/2024 | Present |
1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-17 |
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