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John T Fanning

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-07-21
  • FL RA
    APPROVED
    Since 2010-07-21

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 06/2010 Present
Morgan Stanley Private Bank, N.A. Fort Lauderdale FL 06/2010 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 06/2010 → Present
    Morgan Stanley Private Bank, N.A.
    Fort Lauderdale, FL
Previous Registrations
  • 2010-06-08 → 2010-06-29
    Lpl Financial Llc
    Ft. Lauderdale, FL
  • 2007-04-02 → 2008-03-31
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
    Ft. Lauderdale, FL
  • 2004-07-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
    Ft.LAuderdal, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-28
S63 Uniform Securities Agent State Law Examination 2002-04-06
  • S65 Uniform Investment Adviser Law Examination
    2004-07-28
  • S63 Uniform Securities Agent State Law Examination
    2002-04-06

View on SEC IAPD

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SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
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