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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-05
CA RA APPROVED 2001-10-28
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • CA RA
    APPROVED
    Since 2001-10-28

Branch Locations

14771 Plaza Dr Ste M, Tustin, CA 92780 • United States

Yorba Linda, CA • United States

14771 Plaza Dr Ste F, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glendale CA 09/2005 03/2020
Ameriprise Financial Services, Llc Tustin CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1629 Armacost Avenue, #104, , Los Angeles, CA, 90025; Not Investment-Related; 10/01/2020. Business Ownership; GJM Property Management, LLC; Owner; Real Estate; 14771 Plaza Dr Ste 9, , Tustin, CA, 92780; Not Investment-Related; 01/04/2024; 0 hours per month; 0 during trading hours / MDM Property Management, LLC; Owner; Real Estate; 650 N. Rose Drive, #365, Placentia, CA, 92870; Not Investment-Related; 01/04/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-24
  • S66 Uniform Combined State Law Examination
    2001-10-24

View on SEC IAPD

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