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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-29 |
Branch Locations
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 08/2022 |
| Snowden Capital Partners | New York | NY | 08/2022 | Present |
| Fieldpoint Private Securities | New York | NY | 05/2017 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-29 |
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