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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-06-01 |
Branch Locations
325 N Corporate Drive Suite 120, Brookfield, WI 53045 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 05/2015 | Present |
| Great Valley Advisor Group, Inc. | Brookfield | WI | 05/2016 | Present |
1. 05/05/2015 - NEXT LEVEL PLANNING & WEALTH MANAGEMENT/ NON-VARIABLE INSURANCE/ 10%/ BROOKFIELD, WI 2. 05/05/2015 - NEXT LEVEL PLANNING & WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 95%/ BROOKFIELD, WI 3. 05/04/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor Hybrid * INV REL * AT REPORTED BUSINESS LOCATION(S) * ADMIN * START 05/18/2016 * 140 HRS/MO DURING SECS TRDG HRS. 4. 05/26/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor DBA * inv rel * 325 N Corporate Dr Suite 120, Brookfield, WI 53045 * 1. Yes. !a. Yes 1b. Yes 1c. Documentation has been provided * start 05/05/2015 * 160 hrs/mo during secs trdg hrs. 5. 2/23/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary in state of Wisconsin - Started 10/27/2020 - 1 Hour Per Month During Securities Trading - John P Jonas, Notary Public, State of Wisconsin.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-27 |
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