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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
500 Dallas Street Suite 3400, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc | Houston | TX | 07/2010 | 10/2016 |
| Jpmorgan Chase Bank | Houston | TX | 07/2010 | 10/2016 |
| Zb, Na Dba Amegy Bank Of Texas | Houston | TX | 10/2016 | 08/2018 |
| Lpl Financial Llc | Houston | TX | 02/2018 | 08/2018 |
| Jpmorgan Chase Bank Na | Houston | TX | 08/2018 | 04/2026 |
| Jpmorgan Securities Llc | Houston | TX | 08/2018 | 04/2026 |
| Raymond James & Associates, Inc. | Houston | TX | 04/2026 | Present |
(1) Name of Business: Address: 14827 Bramblewood Dr, Houston, TX, 77079, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/25/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I invest in commercial and residential real estate. (2) Name of Business: AV8R Mike, LLC Address: 14827 Bramblewood Dr, Houston, TX, 77079, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/14/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife has an amazon seller account. She sells consumer products on Amazon intermittently. I have no responsibilities. But, I am an owner of the LLC with her.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-23 |
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