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Nicholas Louis Verano

Robert W. Baird & Co. Incorporated

Charleston, SC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-16
TX RA APPROVED_RES 2017-06-06
SC RA APPROVED 2010-08-23
  • FL RA
    APPROVED
    Since 2017-11-16
  • TX RA
    APPROVED_RES
    Since 2017-06-06
  • SC RA
    APPROVED
    Since 2010-08-23

Branch Locations

25 Calhoun Street Suite 200, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Charleston SC 08/2010 Present
  • 08/2010 → Present
    Robert W. Baird
    Charleston, SC
Previous Registrations
  • 2009-06-01 → 2010-08-27
    Morgan Stanley
    Charleston, SC
  • 2005-08-18 → 2009-06-01
    Citigroup Global Markets Inc.
    Charleston, SC
    Charleston, SC
  • 2004-09-21 → 2005-07-27
    Metlife Investment Fund Services Llc
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-17
S63 Uniform Securities Agent State Law Examination 2001-11-19
  • S65 Uniform Investment Adviser Law Examination
    2004-09-17
  • S63 Uniform Securities Agent State Law Examination
    2001-11-19
Other Names
  • Nick Verano
  • Nicholas Louis Verano
  • Nicholas Louis Verano Iv

View on SEC IAPD

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