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Michelle Lea Hill

Stifel, Nicolaus & Company, Incorporated

Johnson City, TN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-06-07
TX RA APPROVED 2012-06-07
  • TN RA
    APPROVED
    Since 2012-06-07
  • TX RA
    APPROVED
    Since 2012-06-07

Branch Locations

1319 Sunset Drive Suite 201, Johnson City, TN 37604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Johnson City TN 06/2012 Present
Previous Registrations
  • 2008-01-01 → 2012-06-08
    Wells Fargo Clearing Services, Llc
    Johnson City, TN
  • 2004-02-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Johnson City, TN
    Johnson City, TN
    St. Louis, MO
Other Businesses

1. NOTARY PUBLIC; NOTARIZE DOCUMENTS; 2 HOURS PER MONTH; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28
Other Names
  • Michelle Lea Browning

View on SEC IAPD

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Other Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY
URIL DUANE PETERSON
CAROL LYNN CRESS
RICHARD WAYNE HOBBS
MATTHEW JAMES TRIVETT
BENJAMIN DAVID TALLEY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN

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