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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-09 |
| KY | RA | APPROVED | 2026-03-09 |
Branch Locations
4847 East Virginia St. Suite B, Evansville, IN 47715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Wadesville | IN | 08/2001 | 03/2021 |
| Questar Asset Management | Minneapolis | MN | 10/2008 | 01/2019 |
| Questar Capital | Minneapolis | MN | 10/2008 | 01/2019 |
| Securities America, Inc. | Wadesville | IN | 01/2019 | 03/2021 |
| Securities America Advisors | Wadesville | IN | 01/2019 | 03/2021 |
| Mi Financial Services | Wadesville | IN | 11/2008 | 03/2021 |
| Fifth Third Bank | Henderson | KY | 03/2021 | 02/2023 |
| Fifth Third Securities | Henderson | KY | 03/2021 | 02/2023 |
| Guardian Life Insurance Company | Evansville | IN | 05/2023 | Present |
| Unemployed | Wadesville | IN | 03/2023 | 05/2023 |
| Park Avenue Securities | Evansville | IN | 05/2023 | Present |
| Guardian Life Insurance Company | Wadesville | IN | 06/2024 | Present |
| Park Avenue Securities | Wadesville | IN | 06/2024 | Present |
Name: Farming, Start date: 01/02/1988, Address: 7840 Woodridge Dr. Wadesville, IN 47638, 1total business hour per month; 0 during securities trading hours, Not Investment related, More than 10% annual compensation, Name: St. Paul's Church of Poseyville, Inc., Start date:07/01/2018, Address: 46 Cale St. Poseyville, IN 47633, 2 total hours per month: 0 during securities trading hours, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-02 |
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