Vishal Bakshi

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2013 → 06/2022
  Bank Of America, N.A.
  New York, NY
• 06/2022 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 06/2022 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 04/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2022-06-10 → 2023-04-10
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2013-05-28 → 2022-06-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2003-01-17 → 2013-06-18
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY
• 2002-06-27 → 2003-01-17
  Pershing Llc
  New York, NY

Other Businesses

(1) *OBI - 549269 - Kavi, LLC ; Investment related - Yes ; Rye, New York ; Established for estate planning purposes ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2013 ; During business hours : 0 ; After business hours : 0.5 ; Administrative (2) *OBI - 549275 - Kavi 2, LLC ; Investment related - Yes ; Rye, New York ; Established for estate planning purposes ; Officer:Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2014 ; During business hours : 0 ; After business hours : 0.5 ; Administrative (3) *OBI - 549276 - Kavi 3, LLC ; Investment related - Yes ; Rye, New York ; Established for estate planning purposes ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2018 ; During business hours : 0 ; After business hours : 0.5 ; Administrative (4) *OBI - 549278 - Kavi 4, LLC ; Investment related - Yes ; Rye, New York ; Established for estate planning purposes ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2021 ; During business hours : 0 ; After business hours : 0.5 ; Administrative *632847- Ace Aviation Holdings, LLC; Investment related: Yes; Dover, Delaware; Established for estate planning purposes; Officer (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 0.5; Administrative *644551 - BGS Aviation, LLC; Investment related-Yes; Hawthorne, New York; Established for estate planning purposes; Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 0.5; Established for estate planning purposes

Exams

• S66 Uniform Combined State Law Examination
  2001-11-03