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William Patrick Yard

LPl Enterprise, LLC

Elbridge, NY

Syracuse, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
WI RA APPROVED 2024-11-14
  • AR RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

Elbridge, NY • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Dewitt NY 07/2015 11/2024
Prudential Insurance Company Of America Dewitt NY 07/2015 Present
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01
Other Names
  • William Patrick Yard Ii
  • William Patrick Yard

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SYRACUSE, NY
EQUITABLE ADVISORS, LLC · SYRACUSE, NY
PERIGON WEALTH MANAGEMENT, LLC · SYRACUSE, NY
ADIRONDACK CAPITAL ADVISORS, LLC · SYRACUSE, NY
COMMONWEALTH FINANCIAL NETWORK · Syracuse, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Syracuse, NY
REAGAN COMPANIES ASSET MANAGEMENT, INC · SYRACUSE, NY
SUMMIT FINANCIAL, LLC · SYRACUSE, NY

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