Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-05
  • TX RA
    APPROVED_RES
    Since 2007-07-05

Branch Locations

100 Front St, Worcester, MA 01608 • United States

Groton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Worcester MA 08/2001 Present
Bank Of America, Na Westborough MA 09/2009 Present
  • 08/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Worcester, MA
  • 09/2009 → Present
    Bank Of America, Na
    Westborough, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-02
  • S66 Uniform Combined State Law Examination
    2001-11-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Worcester, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor