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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-04-08 |
| CO | RA | APPROVED | 2018-04-04 |
Branch Locations
3610 E. First Ave., Denver, CO 80206 • United States
15710 W. Colfax Ave., Golden, CO 80401 • United States
15490 E. Hampden Ave., Aurora, CO 80013 • United States
2025 Pearl St., Boulder, CO 80302 • United States
17821 Cottonwood Dr., Parker, CO 80134 • United States
5910 S. University Blvd., Greenwood Village, CO 80121 • United States
7900 Northfield Blvd., Denver, CO 80238 • United States
14575 E. Alameda Ave., Aurora, CO 80012 • United States
8095 E. Belleview Ave. Ste. 210, Englewood, CO 80111 • United States
1600 W. Mineral Ave., Littleton, CO 80120 • United States
19201 E. Main St., Parker, CO 80134 • United States
9561 S. University Blvd., Highlands Ranch, CO 80126 • United States
201 Wadsworth Blvd., Lakewood, CO 80226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 05/2012 | 03/2018 |
| Bok Financial Securities, Inc. | Tulsa | OK | 03/2018 | Present |
| Bokf, Na | Tulsa | OK | 03/2018 | Present |
| Bok Financial Private Wealth, Inc. | Denver | CO | 12/2019 | Present |
NAME: Seed to Oak LLC, ADDRESS: Arvada, CO, 80007 INVESTMENT RELATED (Y/N): N START DATE: 4/29/2024, POSITION HELD: Authorized Signer on Bank Account NATURE OF OUTSIDE BUSINESS: Health and Fitness HRS/MO: 2 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Authorized signer on business bank account for spouse's Doula/Yoga consulting business. No compensation or additional involvement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-07 |
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