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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-26 |
| CO | RA | APPROVED | 2020-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2008 | 05/2020 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2008 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 05/2020 | Present |
| Bank Of America, N.A. | Boulder | CO | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-01 |
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