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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-22 |
| CO | RA | APPROVED | 2024-03-05 |
Branch Locations
222 S Prospect Ave Ste 320, Park Ridge, IL 60068 • United States
222 S Prospect Ave 3Rd Flr, Park Ridge, IL 60068 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Collins | CO | 04/2014 | Present |
| Level Four Advisory Services, Llc | Chicago | IL | 04/2014 | 06/2017 |
| Capital Point Financial Group, Ltd. | Glenview | IL | 12/2016 | 03/2024 |
1. 8/27/2020 - Capital Point Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/18/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Capital Point Financial Group, Inc., an independent investment advisor firm. I started this business activity in 12/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-05 |
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